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Journal of Korean Neurosurgical Society > Volume 59(4); 2016 > Article
Kim, Lee, Shin, Yi, Kim, and Ha: Matched Comparison of Fusion Rates between Hydroxyapatite Demineralized Bone Matrix and Autograft in Lumbar Interbody Fusion

Abstract

Objective

To compare the fusion rate of a hydroxyapatite demineralized bone matrix (DBM) with post-laminectomy acquired autograft in lumbar interbody fusion surgery and to evaluate the correlation between fusion rate and clinical outcome.

Methods

From January 2013 to April 2014, 98 patients underwent lumbar interbody fusion surgery with hydroxyapatite DBM (HA-DBM group) in our institute. Of those patients, 65 received complete CT scans for 12 months postoperatively in order to evaluate fusion status. For comparison with autograft, we selected another 65 patients who underwent lumbar interbody fusion surgery with post-laminectomy acquired autograft (Autograft group) during the same period. Both fusion material groups were matched in terms of age, sex, body mass index (BMI), and bone mineral density (BMD). To evaluate the clinical outcomes, we analyzed the results of visual analogue scale (VAS), Oswestry Disability Index (ODI), and Short Form Health Survey (SF-36).

Results

We reviewed the CT scans of 149 fusion levels in 130 patients (HA-DBM group, 75 levels/65 patients; Autograft group, 74 levels/65 patients). Age, sex, BMI, and BMD were not significantly different between the groups (p=0.528, p=0.848, p=0.527, and p=0.610, respectively). The HA-DBM group showed 39 of 75 fused levels (52%), and the Autograft group showed 46 of 74 fused levels (62.2%). This difference was not statistically significant (p=0.21). In the HA-DBM group, older age and low BMD were significantly associated with non-fusion (61.24 vs. 66.68, p=0.027; -1.63 vs. -2.29, p=0.015, respectively). VAS and ODI showed significant improvement after surgery when fusion was successfully achieved in both groups (p=0.004, p=0.002, HA-DBM group; p=0.012, p=0.03, Autograft group).

Conclusion

The fusion rates of the hydroxyapatite DBM and Autograft groups were not significantly different. In addition, clinical outcomes were similar between the groups. However, older age and low BMD are risk factors that might induce non-union after surgery with hydroxyapatite DBM.

INTRODUCTION

Spinal fusion is the most frequently performed surgery to treat spinal disorders. The ultimate aim of spinal fusion surgery is to achieve complete fusion at the index level. Non-union is a critical complication of this surgery, with a prevalence of approximately 10% to 40%21).
Equipment such as pedicle screws, rods, wires, and cages have been used to achieve fusion of unstable spinal segments. However, previous studies have reported that 10% to 15% of all such cases showed pseudoarthrosis21). Bone grafting is another strategy to augment spinal fusion. Autologous iliac bone graft is the most commonly used bone graft and is regarded as the gold standard in bone grafting21). This method is preferred due to successful fusion rate and low risk of disease transmission11). However, this procedure is sometimes associated with unexpected morbidities such as fractures, hernia, ureteral injury, pelvic instability, infection, and chronic donor site pain21). In addition, there are several limitations aside from its morbidity including separate incision for harvesting, increased surgical time, and limited or insufficient amount of graft.
Demineralized bone matrix (DBM), which is produced from human allograft tissue, is an alternative to an autograft. DBM consists of bone morphogenic proteins (BMP), collagen, and other synergistic proteins such as transforming growth factor and insulin-like growth factor21). Therefore, DBM has osteoinductive and osteoconductive characteristics that allow it to be used as a graft extender or substitute21). Hydroxyapatite is also frequently used as a graft extender or substitute because it has osteoinductive characteristics and augmentation of the osteoconductive features of an autograft25). According to prior investigations, hydroxyapatite shows nearly equivalent fusion results to autografts1,2325).
Many trials have been conducted on the surgical outcomes of spinal fusion surgery using allografts. Reportedly, in many trials, the fusion rates of DBM were similar to those of autografts. Cammisa et al.8) reported a 52% fusion rate in Grafton DBM in lumbar spinal surgery, which is comparable to 54% when using autografts. An et al.2) reported a 54% fusion rate in anterior cervical fusion surgery using Grafton DBM and 74% when using autografts. However, many of these studies evaluated the fusion status using plain radiographs.
Hydroxyapatite DBM is a newly designed material, the fusion rate of which has not yet been reported. In this study, we investigated and compared the fusion rates of hydroxyapatite DBM and autografts using CT scans at 12 months after operation. In addition, we measured clinical scores to evaluate the impact of fusion on clinical outcomes.

MATERIALS AND METHODS

Patient population

From January 2013 to April 2014, 98 patients diagnosed with lumbar stenosis underwent lumbar interbody fusion surgery using hydroxyapatite DBM (BonfuseTM, CG Bio, Seoul, Korea) in Severance Hospital. This study was approved by the institutional review boards at Severance Hospital. We excluded patients with a history of infection, trauma, spinal tumor, spondylolytic spondylolisthesis, or previous spinal surgery. Patients using steroid medications or who had metabolic bone disease such as Paget's disease or renal osteodystrophy were also excluded. Ultimately, 65 patients (75 interbody levels) were eligible for this study and underwent postoperative CT scans for 12 months (the HA-DBM group). Another 65 patients (74 interbody levels) who underwent lumbar interbody fusion surgery using autograft during the same period were enrolled for comparison (the Autograft group). The subjects in the Autograft group were of similar age, sex, bone mineral density (BMD), and body mass index (BMI) and also underwent postoperative CT scans for 12 months. Therefore, a total of 130 patients (149 interbody levels) were evaluated using CT scans.

Operative technique

One fusion technique [posterior lumbar interbody fusion, (PLIF) anterior lumbar interbody fusion (ALIF) or transforaminal lumbar interbody fusion (TLIF)] was performed in each patient. We performed pedicle screw fixation on each PLIF and TLIF case. All of TLIF cases were open TLIF and minimal invasive TLIF was not conducted. The DBM volume was deter2016mined by the size of the cage. Each surgical technique requires an appropriate cage in terms of height, length, angle, and shape. Therefore, we used the optimal volume of DBM allograft in each case. When using autologous bone graft, the extracted lamina and spinous process were cut into small pieces and used to fill the cage.

Assessment of fusion state

Fusion grade was assessed using coronal or sagittal reconstruction images of lumbar CT scans. All CT scans were performed at one year after surgery. The fusion grade was classified from Grade I to IV24). We classified Grade I (cortical union of the graft material and central trabecular continuity) and Grade II (cortical union of the structural graft material with partial trabecular incorporation) as "Fused" and Grade III (superior or inferior cortical non-union of the central graft material with partial trabecular discontinuity centrally) and Grade IV (both superior and inferior cortical non-union with a complete lack of central trabecular continuity) as "Not-fused" (Fig. 1).
We also measured clinical outcomes including visual analogue scale (VAS) score, Oswestry Disability Index (ODI), and Short Form Health Survey (SF-36) score in order to compare the surgical outcomes between the two groups.

Measurement validation

To assess the reliability of the measurements, two examiners measured the fusion status twice at a one-week interval for each of the 130 cases. In cases of discrepancies, the fusion grade was determined through debate in conferences. Inter-examiner and intra-examiner ICC and 95% confidence interval (95% CI) were assessed. Inter-examiner reliability was assessed using the intra-class correlation coefficient (ICC) of data obtained for the measurement of fusion status between both examiners. Intra-examiner reliability was assessed between the first and second measurements for each individual examiner.

Statistical analysis

The measured variables were analyzed using independent t-test analysis and chi-square analysis. We applied the paired t-test to compare the clinical outcomes in each group. Analysis was conducted using the PASW statistics 18 software program (PASW, IBM, USA). A p<0.05 was considered statistically significant.

RESULTS

Mean age was not significantly different between the groups (HA-DBM group 63.66±10.19 vs. Autograft group 62.54±10.04, p=0.528). In addition, sex ratio (HA-DBM group 16 : 46 vs. Autograft group 20 : 45, p=0.848), BMD (HA-DBM group -1.91± 1.06 vs. Autograft group -2.05±1.27, p=0.527), and BMI (HA-DBM group 27.39±3.03 vs. Autograft group 25.55±3.75, p=0.610) were not significantly different. The HA-DBM group contained three cases of ALIF and the Autograft group none (Table 1).
In the HA-DBM group, 39 interbody levels were "Fused" and 36 interbody levels were "Not-fused," resulting in a 52% fusion rate. In the Autograft group, 49 interbody levels were "Fused" and 28 levels were "Not-fused," resulting in a 62.2% fusion rate. Fusion rate was not statistically significantly different between the two groups (p=0.21) (Table 2).
Next, we compared the "Fused" subgroup with the "Not-fused" subgroup in each group. In the HA-DBM group, the "Fused" subgroup showed significantly lower mean age than the "Not-fused" subgroup ("Fused" subgroup 61.24±9.45 vs. "Not-fused" subgroup 66.86±10.42, p=0.027). In addition, the BMD was significantly lower in the "Not-fused" subgroup ("Fused" subgroup -1.63±0.90 vs. "Not-fused" subgroup -2.29± 1.16, p=0.015). Conversely, there were no significant differences between the "Fused" and the "Not-fused" subgroups in the Autograft group (Table 3).
VAS and ODI were improved significantly in the HA-DBM group regardless of fusion (preoperative 5.3, postoperative 2.9; preoperative 40.8, postoperative 48.6 in "Fused"; preoperative 6.2, postoperative 3.4; preoperative 48.6, postoperative 29.7 in "Not-fused"). In the Autograft group, VAS and ODI showed significant improvement in the "Fused" subgroup (preoperative 5.0, postoperative 2.6 and preoperative 41.2, postoperative 28.6, respectively) but not in the "Not-fused" subgroup (p=0.192). The SF-36 score, which was composed of a physical component score (PCS) and a mental component score (MCS), was not significantly different between the groups regardless of fusion (Table 4).

DISCUSSION

Spinal fusion surgery is the treatment of choice in various spinal disorders. Pseudoarthrosis has remained a challenging problem with this surgery; thus, bone grafts are used to alleviate this problem. Due to the limitations of iliac bone graft, local corticocancellous bone chip acquired from laminectomy is frequently used. The fusion results whether using local bone chip or iliac bone graft are equivalent15). However, limited volume might results from this conventional method and can be unfavorable in some cases with a low proportion of cancellous bone in the local graft4). As an alternative, DBM products were developed to use as a graft expander or substitute. The fusion rates of previous commercial DBM products are similar to those of Autograft8,1316).
The fusion achieved when using DBM and hydroxyapatite mixtures have been evaluated in several trials. According to Lee et al.20), the combined use of DBM and hydroxyapatite indicated osteoblastic differentiation in vitro. They showed that the mixture has osteoinductive characteristics by performing in vitro studies. In addition, many clinical trials have reported successful fusion results with hydroxyapatite DBM25,26). Osteoinductivity and osteoconductivity were present in the hybrid compound, indicating that hydroxyapatite with DBM can be an adjunct to autografts25).
Our results showed a lower fusion rate in the hydroxyapatite HA-DBM group than the Autograft group, although the difference was not statistically significant. Many previous studies have reported lower fusion rates of DBM allograft than autograft, but also without statistical significance8,1016). Although the fusion rates of DBM allograft were lower than those of autograft, the surgical outcomes of DBM allograft were not inferior to those of autograft8,1016), suggesting that DBM allograft is a good alternative to autograft21). The overall fusion rates in previous studies were higher than those in the present study8,16). Fusion rates in previous articles regarding allograft material vary widely from 60% to 98%7). We believe these differences originated from the different methods used for fusion assessment. Most previous studies assessed fusion status using plain radiographs; however, CT scans are more reliable to evaluate the exact fusion status9,19). Therefore, the fusion rate assessed using CT scans is more accurate and more precisely represents the fusion rate.
Unlike the Autograft group, the fusion rate in the HA-DBM group was affected by age and BMD. Okuyama et al.22) reported that pseudoarthrosis was more frequent in patients with low BMD. In addition, Inoue et al.14) reported that bone formation is decreased in older patients due to a smaller number of stromal cells in bone marrow. In addition, in animal studies, bone healing was shown to require a longer time in older age5). Low BMD and older age are risk factors for non-union. However, these factors affected only the HA-DBM group in our study. This finding suggests that hydroxyapatite DBM is more susceptible to age and BMD than is autograft. Consequently, when considering spinal fusion surgery with DBM products, older age and low BMD should be taken into account as risk factors.
We measured clinical scores by evaluating VAS, ODI, and SF-36 (PCS and MCS) scores. The VAS and ODI score after surgery were improved in both groups. These results are similar to other previous studies10,16). The improvements were statistically significant except in the "Not-fused" subgroup of the Autograft group. This result might be due to the small number of enrolled patients. In addition, the changes in SF-36 score were not significant after surgery. We also believe that 12 months is a relatively short period in which to achieve complete fusion status, and bone formation and tissue healing might be ongoing at fusion sites.
This study had several limitations. First, CT scans were performed 12 months after surgery. Considering that a two-year follow-up has been proposed as the time required to definitively evaluate the solidity and stability of spine fusion6), 12 months might be too short to precisely evaluate fusion status and can lead to underestimation of fusion results. The other limitation was that we did not consider other factors that might affect fusion status. Diabetes mellitus is known to reduce the fusion rate in spinal surgery12). Diabetes delays the postoperative bone healing process stimulated by enhanced tumor necrosis factor α to reduce proliferation and promote necrosis of mesenchymal stem cells17). Additionally, local insulin concentration can affect the fusion results by modifying the level of insulin like growth factor-1 at the fusion site18). Smoking also affects bone formation. An et al.2) and Anderson et al.3) reported that nicotine disturbs the microcirculation of fusion beds and affects the fusion rate.

CONCLUSION

This study demonstrated that the fusion rates of a hydroxyapatite HA-DBM group and Autograft group were not significantly different. In addition, the clinical outcomes were similar between the groups. Therefore, the hydroxyapatite DBM allograft can be used as an alternative to conventional autologous bone grafts but should be carefully considered in older or low-BMD patients.

Acknowledgements

The research was supported by a research grant (Grant No. 2013-31-0013) from Daewoong Pharmaceutical Co. Ltd. (Korea).

References

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Fig. 1

Fusion assessment using computed tomography (CT) scan. A : Fused, cortical continuity was observed without a visual gap on CT scan, white arrow. B : Not fused, cortical discontinuity was observed with a visual gap, black arrow.

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Table 1

Group demographics

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Independent t-test was performed. *Chi-square tests were performed. HA-DBM : hydroxyapatite-demineralized bone matrix allograft, BMD : bone mineral density, BMI : body mass index, PLIF : posterior lumbar interbody fusion, ALIF : anterior lumbar interbody fusion, TLIF : transforaminal lumbar interbody fusion, SD : standard deviation

Table 2

Comparison of fusion rates at postoperative 12 months

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*Chi-square tests were performed to analyze the fusion rate. Fusion rate=fused levels/(fused+not fused levels) ×100. HA-DBM : hydroxyapatite demineralized bone matrix

Table 3

Comparison of demographics in terms of fusion

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Independent t-test was performed. *Chi-square tests were performed. HA-DBM : hydroxyapatite demineralized bone matrix, BMD : body mass index, BMI : bone mineral density

Table 4

Comparison of clinical outcomes between groups

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Paired t-test was performed to analyze the clinical outcome score. VAS : visual analogue scale, ODI : Oswestry Disability Index, PCS : physical component score, MCS : mental component score

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